SFClicense

Every company that plans on carrying out regulated activities (RA) in Hong Kong is required to apply for the relevant type of RA license from the SFC.

Guiding you through the SFC licensing process · 4-8 weeks to prepare and submit · 1-2 months – for the SFC to appoint a case officer and take up the application ...

Hong Kong's Securities and Futures Commission (SFC) requires individuals and entities involved in ten “regulated activities” to be license by or registered ...

Any person carrying on regulated activities in Hong Kong has to be licensed or registered with the securities and futures commission (“SFC”) unless it falls ...

This circular provides licensing guidance in relation to RA 13, including transitional arrangements for depositaries currently operating in Hong ...

The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without ...

This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures ...

2020年9月3日 — Practical guidance on SFC licensing for hedge fund managers, private equity sponsors and other asset managers as well as brokers, dealers, ...

Under the new regime, a depository licensed for RA 13 is required at all times to maintain paid-up share capital of not less than HK$10M and is required to ...

Depending on the nature of the business, one or more SFC license(s) should be applied to conduct the proposed regulated activities. Type of Regulated Activities.